By Jason Boog
jasonboog@judicialstudies.com
Posted 02-13-08
Now that the U.S.
Supreme Court has sent New York Supreme Court
incumbents and aspirants back to our local carnival
of judicial selection, the time has come to start
following the money again. And there's a lot of
following to do.
In the wake of the
U.S. Supreme Court’s unanimous rejection of the
challenge to New York’s system for selecting
judges, judicial candidates are poised to hop back
on the fundraising merry-go-round.
But different jurisdictions offer different rides,
at different speeds.
Last year Supreme Court candidates in the five
boroughs collectively raised nearly $144,000. Yet
their counterparts in the major suburban districts
stockpiled almost $754,000.
These fundraising numbers might give the mistaken
impression that more judges are running in the
suburban races. In reality, during the 2007 election
season, 12 Supreme Court spots were open in the five
boroughs, while only six seats were available in the
suburban districts.
Despite having double the amount of available seats,
most judicial candidates in New York City barely
worry about fundraising. Conversely, the suburban
contests are driven by an often manic pursuit of
dollars.
The wildly disparate sums reveal a pronounced
demographic shift affecting some judicial campaigns.
Last year’s biggest judicial fundraiser in the
greater metropolitan region was not found in
Manhattan or Brooklyn. The top money magnet was
Justice Francis A. Nicolai, a former Westchester
County Court Judge who is now Administrative Judge
for the Ninth District.
Nicolai raised a whopping $161,000 for a seemingly
doomed candidacy. During the course of his
tumultuous campaign, the judge ran with only the
Democratic endorsement — unsuccessfully taking his
fight for minor party endorsements to court. Click here
for the Judicial Reports coverage.
Historically, candidates have depended on small
party endorsements to bring crucial extra votes in
close races.
And unlike many jurisdictions dominated by one of
the major parties, greater competition in both the
Ninth and Tenth Judicial Districts means that every
last vote counts.
In the Ninth, candidates seek votes across a vast
swath that includes Dutchess, Orange, Putnam,
Rockland, and Westchester Counties. Judges in the
Tenth must cover both Suffolk and Nassau counties.
While the Democratic Party has maintained a powerful
hold over New York City, suburban voter
registrations have begun tilting more
Democratic in recent years.
In the Ninth, the Democrats went from some 445,000
registered voters in 2002 to more than 490,000 in
2007, while the Republicans went from slightly under
366,000 to slightly more than 367,000. The
Independence Party gained 12,900 voters in that same
period.
The Tenth shifted more dramatically since 2002. The
Democratic Party went from just over 559,000 voters
to just over 600,000 voters in 2007, and the
Republicans lost roughly 31,000 voters from its
total of approximately 705,000. The Independence
Party gained 16,000 voters.
Click
here to see a LexMetrics analysis of the shift.
Nicolai’s massive fundraising effort paid off in
the Ninth. In the general election, he and two other
Democrats beat the nearest Republican-endorsed
contender, County Court Judge and Acting Supreme
Court Justice Rory J. Bellantoni, by more than 5,000
votes. (In the contest, eight candidates vied for
three seats.)
Bellantoni’s fundraising efforts weren’t quite
as successful — he raised about $51,000 for his
losing bid, ranking him seventh in the 2007 top
fundraiser list. Justice Bellantoni has continued
serving as an acting justice, and his County Court
seat expires in 2013.
DEMOGRAPHICS IS ECONOMICS
Arnold Linhardt, a consultant from White
Plains-based Strategic Services, has helped a few
Democratic judges in recent years. He said that
demographic shifts have changed the fundraising
numbers.
“Has it got more expensive? I would say yes, at
least on the Democratic side,” said Linhardt.
“It was needed to get the message out, let people
know who these candidates are. . . . On the flip
side, I think Republicans are finding it harder to
raise money.”
The consultant attributed the shift to a flight to
the suburbs by New York City Democrats escaping high
rents.
He also speculated that the shift signals the waning
influence of the smaller parties. “Based on Frank
Nicolai’s win, you might see candidates saying,
‘I don’t want to be held up by minor parties’,
” he concluded.
If so, it was an unintended consequence. Nicolai
fought hard to overturn the small party endorsement
processes after he failed to gain their support, but
his ultimate victory might indicate that he
needn’t have bothered.
The Board of Elections general election figures
didn't illustrate that conclusion just yet.
In 2003 (a comparable ‘off-year’ without major
Presidential or Legislative races to bring voters to
the polls), the Independence Party delivered more
than 11,000 votes countywide to cross-endorsed
candidates who won the judicial race. In the 2007
race, by contrast, that party delivered 13,000 votes
to Judge Bellantoni — their cross-endorsed
candidate.
Frank MacKay, the national chairman of the
Independence Party of America, strongly disagreed
that the minor party vote was fading. “[The 2007
election] was the exception, not the rule by any
means,” he explained in an interview, drawing on
his previous experience as chairman of the Suffolk
County Independence Party.
“Certainly in every close race in Suffolk and
Nassau a so-called minor party can claim the margin
of victory,” he added. “There’s nothing minor
about the effect they have on judicial elections.
For the most part, no one is winning these elections
without the help from the Independence,
Conservative, or Working Family Parties.”
The second biggest fundraiser of the year came from
the Tenth, but his efforts didn’t pay the same
dividend as Judge Nicolai’s.
Robert W. Schmidt, a Republican Associate Justice in
the Appellate Division, Second Department, raised
more than $110,000 for his hotly contested Supreme
Court race. But he ended up losing in a Democratic
sweep — with his closest opponent beating him by
more than 26,000 votes.
Anthony Manetta has been a political consultant in
Suffolk and Nassau Counties since 2001. He founded
Roosevelt Strategy group, and has worked on a number
of judicial races on Long Island.
He said candidates face an entirely new financial
reality.
“If you’re going to run for Supreme Court
countywide [in the Tenth], you need to come in with
at the minimum $75,000,” he said. “I would
recommend $125,000. The price tag has evolved. Over
time things get more expensive — the costs of
television ads have increased dramatically.”
He also noted that judges like Schmidt might have to
dip into their own pockets next time.
“More and more what you’re seeing, especially
with judicial candidates, is that many have to turn
to investing in their own campaigns. You didn’t
used to see that at all,” he concluded.
Eight of the top 10 fundraisers of 2007 came from
the Ninth and Tenth, a dynamic that has been
reflected since the State Board of Elections began
archiving campaign finance reports in 1999.
Democratic Party dominance typically makes such
dollar-dialing unnecessary in the five boroughs, and
the U.S. Supreme Court’s rejection of electoral
reformers’ case in Lopez Torres vs. NYS Board
of Elections means that won’t change anytime
soon.
The top fundraiser from the five boroughs was Robert
J. Miller. The judge raised $35,000 in his bid to
secure the Democratic nomination and general
election for Supreme Court.
Miller secured the coveted Democratic nomination,
and a cross-endorsement from the Republican and
Conservative Parties. This made him the only
candidate cross-endorsed by all three parties in
that race where five candidates vied for three
spots.
Along with the two other candidates with the
Democratic endorsement, Miller’s win was virtually
assured. He beat his nearest Conservative Party
opponent (who lacked the Democratic and Republican
endorsements) by more than 60,000 votes.
Most dramatically, only nine Supreme Court
candidates from New York City even made the list of
the state’s top fundraisers. The remaining spots
were all secured by suburban judges forced to raise
bigger pots for their elections.
Indeed, the first candidate from the five boroughs
to crack the post-1999 list comes in at number 35
— Acting Supreme Court Justice Judith Gische, who
raised $70,000 in multiple bids for the Supreme
Court. (Most recently, she lost a judicial
convention bid in 2007.)
The prize of biggest judicial candidate fundraiser
since 1999 goes to Republican Janet DiFiore, who
raised more than $300,000 for her 2002 Supreme Court
bid in the Ninth. She came in first place out of
four winners in that race with a cross-endorsement
from the Independence and Conservative Parties.
That 2002 election victory was the pinnacle of
Republican power in the Ninth. Among all five
counties, she collected 216,600 Republican votes
that year. In contrast, no Republican won last year
in that same district.
DiFiore resigned her judicial post in 2005, choosing
to run for Westchester District Attorney on the
Republican ticket. She narrowly won that race
against the Democratic candidate, earning a
nail-biting 51 percent of the vote.
Perhaps in a nod to the tectonic shift of voter
demographics, DiFiore announced last year that she
was changing parties to become a Democrat.
Consultant Linhardt thought that these fundraising
aftershocks would lessen in a few years,
particularly in the wake of Lopez Torres.
“If the U.S. Supreme Court had upheld the lower
court, then you would have seen a spike in
expenditures,” he said. “Since the system
remains the way it is, I think we will see a
leveling out in two or three years.”
The second-highest fundraiser was not so lucky.
Justice Thomas A. Adams, an incumbent Associate
Justice of the Appellate Division, Second
Department, raised more than $278,600 for his 2006
reelection bid.
The Republican judge had received coveted
cross-endorsements from the Independence and
Conservative Parties, but he still lost the four-way
race — losing to his closest Democratic opponent
by more than 20,000 votes.
As a consultant, Manetta is frank with his clients
about this hostile environment for incumbents.
“The universe is so large, it’s a very expensive
campaign to run. They are more competitive than ever
before,” he said. “Ten years ago, all a
candidate needed was the Republican line. Now the
Democratic line is very competitive.”



